Aspen Trail Capital
Aspen Trail Capital

Dedicated Partner to Investment Advisors

Dedicated Partner to Investment AdvisorsDedicated Partner to Investment AdvisorsDedicated Partner to Investment Advisors

  Building a world-class RIA platform tailored for investment advisors serving the high net worth market 

Dedicated Partner to Investment Advisors

Dedicated Partner to Investment AdvisorsDedicated Partner to Investment AdvisorsDedicated Partner to Investment Advisors

  Building a world-class RIA platform tailored for investment advisors serving the high net worth market 

About Aspen Trail Capital

 Aspen Trail Capital was founded by two longtime friends with extensive Financial Services expertise to leverage their track record of executing over $50 billion in M&A transactions and consolidate compelling lower middle market RIA opportunities 

A vibrant mountain range under a colorful sunset sky with lush green forests.

Why Aspen Trail?

Partnership Approach:


We avoid a cookie-cutter approach and recognize that each business has its own individual merits and unique value proposition


Getting Back to Work:


We seek to alleviate the burden of middle and back office functions and allow business owners and advisors to get back to work doing what they do best: serving clients


Open Door Policy:


We foster an environment of transparency from the top down ensuring open and honest discourse between both team members and clients 


Solution Orientation:


We approach every opportunity and challenge with a focus on achieving the best possible outcome


Having Fun:


We seek strong cultural alignment with each of our partners

Investment Criteria

Company Category

  • Ultra and High Net Worth Segments 
  • Advisory and Financial Planning 
  • Added Services including Estate Planning, Tax, Insurance, etc.


Business Profile

  • $200mm - $1,000mm in Assets Under Management  
  • $250k - $3mm in EBITDA
  • AUM fee basis with added services 
  • U.S. based advisor, open to international markets on a case-by-case basis

Deal Type

  • Primarily focused on majority recapitalizations, open to minority with path to control 
  • Founder or family owned and operated 
  • Committed management team and advisor base, with desire to continue with business 

Contact Us

Send us a message to connect with our team

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